EXCEEDING YOUR
POTENTIAL IS
WITHIN REACH.

PRACTICE SOLUTIONS

Skilled, connected, and confident
advisors simply serve their clients better.

High touch, personalized, and flexible support means you can focus on what you do best while we focus on helping you grow your business.

From transition to tech, compliance to client experience, every practice
requires its own unique combination of services to unlock its full potential.

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Experienced Advisors

The landscape may have changed since you started your practice, but your ambition is as strong as ever. We’ll help you navigate growth opportunities and even business succession as you enhance you’ve worked so hard to build.
Common Concerns
Succession planning
Teaming exploration
Brand enhancement
Tech enablement
Platform transition

Inexperienced Advisors

From refining your skills and focus to career paths that include apprenticeships, teaming, and leadership opportunities, you have a partner in us for the lifetime of your practice.
Common Concerns
Skills building
Client acquisition
Brand building
Practice efficiencies
Joint work

Teams

Whether you’re exploring team formation or have been working together for years, pairing our capabilities with yours can enhance your infrastructure, diversify the services you provide, and increase your practice profitability.
Common Concerns
Growth
Succession planning
Operational efficiency

Established Companies

Retain your identity and your team. We’ll take on roles ranging from full back-office support to that of an in-house sounding board. Access to our network of specialists and peers multiplies your impact on clients new and old.
Common Concerns
Culture
Growth
Maintaining independence
Platform transition
A WORLD-CLASS TECH STACK, AT YOUR FINGERTIPS

Digital Ecosystem

Included in your partnership is access to the only financial advisor software suite that can power your entire business. Unifying all the systems advisors need to run their businesses into a core collection of tools, our digital ecosystem offers an easy-to-use interface to reduce the burden on you and your teams and bring clarity and ease-of-doing-business to your clients.

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YOUR UNIQUE VOICE, MAXIMIZED + AMPLIFIED

Branding with Impact

From identity and content to messaging and strategy, our in-house creative team can help you propel your existing brand to the next level, or guide you toward its next phase.

Our fluency in website development, copy development, social strategy, design, and deployment can be applied to practices of all sizes and maturity, and projects of various complexities.

ONBOARDING MADE EASIER

Concierge Transitions

Our transition services eliminate the stress that so often accompanies change, allowing you to focus on your clients instead of onboarding checklists.

Anchored by a designated point of contact, our team integrates itself with yours, working alongside you to deploy necessary resources, resolve issues, and to help create a seamless client experience for your early days here and beyond.

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PREPARE FOR YOUR PRACTICE’S FUTURE

Succession Planning

While you’re operating in “what’s now,” it can be easy to overlook “what’s next.” With sensitivity and expertise, we can start the succession conversation, help you define the future state of your practice, and make the necessary preparations to keep what you’ve painstakingly built flourishing into the next generation.

YOUR FINANCIAL EDUCATION NEVER ENDS

Meaningful Learning

Our multi-phase in-house training program is the result of years of insight into what works to develop successful financial professionals. Combining the best of online learning, classroom learning, and experiential learning, our program moves intuitively through the knowledge necessary to build and sustain a practice, with equal emphasis on skills mastery, product knowledge, sales psychology, and practice evolution.

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THE BACK OFFICE, BROUGHT TO YOU

Operational Support

Reduce personal overhead and risk while increasing your productivity. From finance to front desk, compliance to contracting, our platform provides support for more than a dozen critical business functions so you don’t have to go it alone.

“Because we operate as a highly specialized practice, independence is a priority for us. By leaning on Charter Oak’s resources as an extension of our own capabilities, we have been able to execute on even our wildest ideas and have drastically increased our own efficiencies. The net result is that we’ve grown our practice by nearly 300% per year since beginning this partnership.”

Kuldeep Madan, Lead Advisor, Madan + Associates